DHQ: Digital Humanities Quarterly
2019
Volume 13 Number 3
Narrelations — Visualizing Narrative Levels and their Correlations with
Temporal Phenomena
Hannah Schwan <hannah_dot_schwan_at_fh-potsdam_dot_de>, University of Applied Sciences Potsdam
Janina Jacke <janina_dot_jacke_at_uni-hamburg_dot_de>, University of Hamburg
Rabea Kleymann <rabea_dot_kleymann_at_uni-hamburg_dot_de>, University of Hamburg
Jan-Erik Stange <janerikstange_at_me_dot_com>, ATLAS.ti
Marian Dörk <doerk_at_fh-potsdam_dot_de>, University of Applied Sciences Potsdam
Abstract
We present findings from interdisciplinary research at the intersection between literary studies,
information visualization, and interface design. Despite a growing interest in text visualization
among literary scholars, so far, narrative visualizations are not designed to support the
particular tasks involved in narratological analysis and often fail to reveal nuanced narratological
features. One major outcome of our iterative research and design process is Narrelations, a
novel visualization technique specifically suited for analyzing and interpreting narrative levels of
a story and temporal aspects of its narrative representation. The visualization provides an
overview of the nesting and distribution of narrative levels, integrates the representation of
temporal phenomena, and facilitates the examination of correlations between these aspects.
With this research we explore how collaboratively designed visual encodings and interaction
techniques may allow for an insightful analysis at a high level coupled with a close inspection of
text passages. We discuss prior work relevant to our research objectives and explain the
specific characteristics of narrative levels and temporal aspects of narrative representation.
After describing the research process and design principles, we apply the visualization on a test
corpus of eight annotated German short stories and demonstrate its heuristic value for literary
analyses and interpretations. In particular, we explore the intricate connections between the
literary content of the novellas and their narrative form.
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Figure 1. The Narrelations interface is conceived for the visual analysis of specific narrative phenomena: the
nesting and distribution of narrative levels and their correlations with certain temporal phenomena. Besides
appraising overall patterns in a story, the interface enables to focus on individual passages and annotations
by coupling visual and textual analysis. https://uclab.fh-potsdam.de/narrelations/
1. Introduction
Although the predominant mode of the academic discourse in the humanities has relied on text [Meister et al. 2017],
visual formats, such as diagrams and visualizations, have always held an essential role for knowledge production
[Drucker 2014]. With a growing recognition of digital humanities approaches towards literary text analysis and
interpretation, visualizations of textual data are becoming more and more prominent. But despite the recent rise of
digital methods, most visualization techniques for literary studies still exhibit an epistemological imbalance to
communicating results, but seldom generating new knowledge. One facet of this reduction to presentation is the use of
visualization as unquestioned data representations denying its interactive potential. However, the results of recent
research on text visualization demonstrate the potential of interactive visualization for a broad range of linguistic and
literary analyses [Jänicke et al. 2015a]. While many existing techniques rely on basic linguistic categories, often
automatically extracted through natural language processing (e.g., [Vuillemot et al. 2009], [Muralidhara and Hearst
2013]), results from recent collaborations among visualization researchers and literary scholars highlight the virtues of
interdisciplinary research (e.g., [Hinrichs et al. 2016], [McCurdy et al. 2016]). Connected with this line of research, our
work explores the potential of text visualizations that are explicitly suited to support narratological analysis. In this paper,
we introduce an explorative visualization (see Figure 1) as a heuristic method to augment a multi-layered interpretative
examination of annotated literary text, in particular with regard to its narrative levels and temporal phenomena.
The paper is structured as follows: In section 2, we discuss prior work in text visualization, especially for the purpose of
literary analysis. Section 3 is dedicated to the narratological principles relevant to our project. The visualization design
process and principles are presented in section 4; and section 5 finally demonstrates the heuristic value of the
visualization as applied to a test corpus of eight German novellas. In closing, we reflect on the results and discuss
directions for future research.
2. Related Work
With our research we seek to devise a specific visualization technique that emphasizes the particular patterns and
characteristics that literary scholars conducting narratological analysis are especially interested in. To consider related
research on text visualization, we can differentiate between three main approaches:
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While the specific structures and qualities may differ, these approaches apply more generally to many areas of text
analysis and literary studies. The potential of text visualization for the purpose of literary and linguistic analysis has
already been shown multiple times (e.g., [Jänicke et al. 2015a]). We briefly discuss prior work as it relates to our
objective to support narratological analysis.
Many text visualizations focus on the syntactic or lexical structure of a document to provide a visual overview comprised
of patterns and relationships. The most commonly and casually used text visualization is the tag cloud, in which the
varying font sizes indicate word frequency [Viégas and Wattenberg 2008]. The common criticism that tag clouds
decontextualize the displayed words can be (somewhat) addressed through interactive arrangements [Dörk and Knight
2015] and the integration of a keyword-in-context views (“kwic”, [Luhn 1960]) or a “word tree”, a hierarchical text
visualization resembling a dynamic concordance [Wattenberg and Viégas 2008]. The “phrase net” technique relies on
networks to show syntactic and user-defined relations between words in a text [van Ham et al. 2009]. Manually
annotated text corpora can also be visualized at relatively high level, with the resulting views appearing far removed
from the underlying documents and passages [Correll et al. 2011].
While a given text visualization technique may focus on a particular linguistic or literary category, a range of visualization
environments demonstrate the potential of multiple views for multi-faceted text analysis [Vuillemot et al. 2009];
[Muralidhara and Hearst 2013]. Close collaborations among visualization and literature scholars can yield highly specific
representations for data sets and tasks [Hinrichs et al. 2016]. For example, the “Speculative W@nderverse” features a
multi-view interface that incorporates hierarchical, temporal, and material qualities of a unique literature collection.
Building on this line of work, we seek to devise a visualization technique particularly pertaining to narratological features
that can range from single words to multiple pages.
Especially with regard to the analysis of narrative levels it is important to preserve the original order of the text and
being able to scrutinize different levels in their surrounding context. When considering these two requirements, there are
two kinds of text structure visualizations to consider: visualizations of narrative or plot. In either case, most of these
visualizations are based on character interactions in different scenes in drama or movie scripts, which can automatically
be extracted as they are well-structured. In 2009, several hand-crafted visualizations appeared on the webcomic xkcd to
show character interactions in popular Hollywood movies [Munroe 2009]. This visualization known as storylines has
shown to be very popular, not only among the webcomic’s audience, but also in the information visualization community.
There are a number of works building on this visualization style and trying to turn it into generative visualization
algorithms ([Hoyt et al. 2014], [Liu et al. 2013], [Tanashi and Ma 2012]). While these techniques are highly relevant for
our work, we are particularly interested to examine the hierarchical and temporal characteristics in the progression of
the narrative. The storylines technique has been extended to include the representation of non-linear story
developments by arranging sessions (events) as layers on a hierarchical circular layout [Qiang et al. 2017]. While
resembling our visualization in appearance, the hierarchical layer position does not reflect narrative level, nor story, but
is calculated based on the length of sessions and a space-compression algorithm. In contrast to the aforementioned
visualizations, the story curves interface allows scholars to compare different narrative features and relate narrative
order and chronological order of events [Kim et al. 2018]. In addition to the representation of order, we seek to find an
adequate representation for temporal duration and frequency.
The term “close reading” describes the traditional scholarly way of interpreting a text by reading it repeatedly,
underlining or highlighting text passages, and registering observations in the margin of a book page. Depending on the
type of text and its context, attempts to translate this activity to the digital realm have more or less resulted in views
reproducing the analog context [Kehoe and Gee 2013], [Meister et al. 2016]. There are certain use cases, like the
analysis of poems, in which scholars study structural or sonic features on the word or sentence level [Chaturvedi et al.
2012], [McCurdy et al. 2016]. For the purpose of narratological analysis of short stories and novels, a combination of a
simple close reading view and an overview visualization may be more appropriate.
1. Gaining an overview over structural features of an entire story,
2. Studying features and qualities of individual text passages, and
3. Shifting back and forth between individual passages and the whole text.
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A recent survey of text visualization techniques for close and distant reading shows that the number of works that
combine both perspectives is increasing [Jänicke et al. 2015a]. On the one hand, the ability to swiftly move from an
overview visualization to a close reading view seems to align with the workflows of humanities scholars. On the other
hand, this duality is an application of the longstanding visualization truism “Overview first, zoom and filter, details-on-
demand” [Shneiderman 2003]. However, only few text visualizations fully support deliberate shifts between distant and
close reading views. One exception is “VarifocalReader”, an interface that offers multiple levels of abstraction of
scanned and transcribed text [Koch et al. 2014].
In sum, while there is a great variety of text visualizations designed to support a sense of overview and allow for
comparison of textual structures, research on visualization interfaces that support the continuous switching between
close and distant levels is still scarce. Furthermore, existing visualizations of narrative structures remain fairly limited
and fail to reveal more nuanced narratological features.
3. On Narratological Analysis
This section is dedicated to elaborating the analysis tasks and data structures that are common in narratological
analysis of literary texts, more specifically, the analysis of the narrative level structure and the temporal representation in
these texts. The data used for this research was generated in a computer-assisted, collaborative annotation approach.
3.1 Narratological Analysis
One of the main objectives of literary studies is to develop plausible and innovative interpretations of literary texts. In a
first approach to interpreting literary narratives, it can be helpful to start with a narratological analysis of the text.
Narratology is widely regarded to provide analytic categories that allow for a systematic, detailed, and often
intersubjective description of narratives. These descriptions can then serve as a heuristic for interpretation [Kindt and
Müller 2003]: They point out interesting structural or thematic features of the texts – and one important objective of
interpreting the text may lie in finding an explanation of why the text exhibits these particular features.
Since narratological analyses are considered a heuristic tool, literary scholars need a way to fruitfully explore these
analyses so that they can develop interpretation hypotheses from them. Such an exploration, however, is complicated
by the fact that narratological analyses can get very complex and fine-grained – and they are usually scattered
throughout the (sometimes rather long) texts, which makes it difficult to get an adequate overview. If the analysis is
aimed at comparing different narrative texts across a corpus, its exploration becomes even more difficult.
The special challenge for literary scholars developing interpretations with the help of narratological analyses then lies in
being able to switch back and forth between an explorative overview over their analysis results and a close view on
individual text passages that seem especially interesting and require a more thorough examination. This iterative
process of oscillating between part of the text and the text as a whole is a characteristic feature of hermeneutic text
understanding and has been described as the hermeneutic circle [Schleiermacher 1838], [Dilthey 1900] or hermeneutic
spiral [O'Toole 2018] in literary theory.
In the following, we discuss the specific characteristics of the two narrative phenomena our research focuses on:
narrative levels and temporal aspects of narrative representation.
3.2 Narrative Levels
The term “narrative level” refers to the phenomenon of embedded narrations that can occur within the ‘frame narration’
of a literary text.
The concept of narrative level is special in at least two respects:
1.
Narrative level is an especially important and basic narratological concept insofar as the segmentation of a
text according to narrative levels as well as the classification of each level heavily influences the analysis of
many other narrative phenomena. To analyze a narration according to its narrative level structure is thus
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According to Ryan’s account [Ryan 1991, 175–200], the most basic narrative in a text constitutes the primary narration.
New, embedded narrative levels can then occur within this primary narration, where they constitute so-called secondary
narrations. If new, embedded narrations then emerge from a secondary level, they are called tertiary narrations – and so
on. The degree of embedding (primary, secondary, tertiary etc.) is one crucial parameter to consider in narrative level
analyses.
A new, embedded narrative level occurs whenever an illocutionary or an ontological boundary is crossed. An
illocutionary boundary is crossed whenever a new, embedded speaker or narrator occurs, e.g., when a character in the
text rises to speak
[1]
. An ontological boundary, on the other hand, is crossed whenever a new system of reality or
“world” occurs in a narration. This is, for example, the case when an entirely new fictional world is narrated in a text –
but also if a narrative contains other kinds of “non-actual” passages, like hopes, dreams, wishes, illusions, etc. Since
illocutionary and ontological boundary crossings can occur in combination, but also independently of each other, this
makes for three possible combinations:
The narrative level analysis is further complicated by the fact that both types of boundaries can be crossed in two
different modes: either actually or virtually. In the case of illocutionary boundaries, an actual crossing occurs whenever
the utterance of a new speaker/narrator is quoted directly – a virtual crossing, on the other hand, occurs when the new
speaker’s utterance is presented in indirect speech. In the case of ontological boundary transgressions, an actual
crossing occurs whenever the new, embedded world is presented as new reality. Virtual crossings, on the other hand,
occur when the text contains constant reminders of the counterfactual status of the new, embedded world. If we now
consider both the type of boundary that is crossed (illocutionary or ontological) and the mode of the crossing (actual or
virtual), this now makes for eight possible combinations (Fig. 2).
[2]
As becomes immediately clear, a thorough narrative level analysis has to account for so many different parameters
(distribution, degree of embedding, narrator, type of crossed boundary, mode of boundary crossing) that it is very
challenging to get an adequate overview of all relevant parameters in one representation.
Figure 2. Possible combinations of types and modes of boundary crossings.
3.3 Temporal Aspects of Narrative Representation
As we mentioned earlier, narrative level analyses directly influence a number of further narratological analyses – even
well-suited as a first explorative step with which to start a narratological analysis.
2. Though basic, the narrative level concept is a very complex narratological category. Narrative levels may
occur multiply nested and can be distinguished according to a multitude of parameters. The complexity of
the phenomenon poses a challenge for a heuristically powerful visualization concept.
1. illocutionary and ontological boundary crossed;
2. illocutionary boundary crossed, ontological boundary not crossed;
3. illocutionary boundary not crossed, ontological boundary crossed.
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some of the presumably basic and straightforward ones. We would like to illustrate this by taking temporal narratological
analysis as an example. According to Genette [Genette 1980], the temporal structure of narratives can be analyzed
according to three categories: order (is the story presented chronologically or not?), frequency (how often are the events
of the story narrated?), and duration (how long does the narration of the story events take?).
Now, there are two interesting ways in which an analysis of the narrative level structure of a text and a temporal analysis
relate to each other:
3.4 Collaborative Annotations as a Test Bed for Visualization
To carry out narratological exploration, it is first necessary to find a way of recording or documenting the analysis
results. An especially effective way of doing this is via computer-aided, taxonomy-based annotation: With the help of
programs like CATMA [Meister et al. 2016], narratological categories can be organized into hierarchically structured
tagsets, and a theoretically unlimited number of categories can be assigned to individual text passages. Computer-
aided text annotation has the additional advantage that literary scholars are encouraged to read the text very carefully
(i.e., close reading). The benefits of annotation can be increased if different scholars are working on them
collaboratively: By discussing their annotations – especially in the case of disagreement – the collaborating scholars can
refine their annotation decisions, test definitions of narratological categories, and identify relevant relations between
different narrative phenomena [Gius and Jacke 2017].
The data we use in this paper is indeed annotation data that was created in the computer-aided, collaborative
annotation project heureCLÉA (2013–2016, [Bögel et al. 2015]). The text corpus for the project was constituted of 21
German short stories by different authors from and around the 19th century. The tagset that was used to conduct the
annotations [Gius and Jacke 2016] first consisted of basic linguistic temporal categories as well as Genette’s
narratological temporal categories, and was soon enhanced to include a subtagset for the analysis of narrative levels as
the influence between the two phenomena became obvious in the annotation process.
Concerning the temporal subtagsets used in the project, only the ones comprising Genette’s categories order,
frequency, and duration – and only the basic tags corresponding to these categories – are pertinent for the Narrelations
visualization. Since these basic tags and their application is rather straightforward, we will not go into further detail here
[3]
. The annotation schema for narrative levels, however, is more complex and requires further description.
1. As detailed in [Gius and Jacke (submitted)], the analysis of narrative levels influences the temporal analysis
in such a way that a thorough and reasonable temporal analysis is only possible if it is preceded by a
narrative level analysis.
2. There are a number of potentially interesting questions concerning the correlation between narrative levels
and temporal aspects: (a) Analepses (“flashes back” in time) and prolepses (“flashes forward” in time,
[Genette 1980, 40] can either be presented by a primary narrator who thus deliberately holds an organizing
function – or the primary narrator can “delegate” the navigation through time to secondary narrators. (b) In
the case of repetitively narrated events, it can be useful to analyze whether these reports can be attributed
to the same narrator or whether different narrators contribute their perspective on the relevant event. Also,
if the different accounts of the same event are distributed across narrative levels, it might be interesting to
check whether accounts on deeper embedded levels – due to their being mediated “around several
corners” – are less reliable. (c) As for the analysis of duration, it might be a worthwhile task to explore
whether there are significant occurrences between embedded narrative levels and either of the three
duration categories (isochrony, summary, or scene).
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Figure 3. The narrative level tagset.
The tagset for the annotation of narrative levels (Fig. 3) comprises five tags defining the degree of embedding (primary
narration, secondary narration, etc.). In the rare case that deeper degrees of embedding occur, additional tags can be
added. Usually, the narrative text as a whole is annotated with the primary narration tag. Whenever, within a primary
narration, a passage constituting an embedded narration occurs, it is annotated as secondary narration, etc. For
example, in Frank Wedekind’s Die Schutzimpfung, the primary narration (Fig. 4, gray underline) is conducted by a
homodiegetic narrator. After a short introduction, a secondary embedded narration (salmon underline) occurs.
Figure 4. Annotating narrative levels (as displayed in CATMA).
Each tag of the narrative levels tagset, starting from secondary narration, includes two predefined properties
(illocutionary boundary and ontological boundary), each with three possible values (actually crossed, virtually crossed,
not crossed). These properties and values are used to document the type and mode of boundary crossing that
constitutes the new narrative level. For example, the first embedded narration in Die Schutzimpfung is constituted by
one of the narrated characters, Fanny, becoming a narrator. As can be seen in the bottom right area (Fig. 4), the value
for illocutionary boundary is set to actually crossed since Fanny functions as embedded narrator and is directly quoted,
and the value for ontological boundary is set to not crossed since Fanny’s utterance concerns the same world as the
primary narration.
Every text was annotated by at least two annotators in the course of an iterative process [Gius and Jacke 2016, 6–9] –
the annotated corpus can be accessed online [Gius et al. 2017]. While the task of developing an automated annotation
functionality from the annotation data yielded fruitful results,
[4]
the narratological analysis data created in the project has
not yet been evaluated to find out more about the texts of the test corpus in the context of interpretations. The
visualization presented in this paper paves the way to tackle this interesting task.
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4. Visualizing Narrative Levels in Correlation with Temporal Phenomena
Narratological analysis poses an intriguing research area for information visualization as it requires the examination of a
dataset at multiple scales and from multiple viewpoints. Building on the specific practices of literary scholars who pursue
narratology and the particular data structures involved, we aim to conceive a visualization technique that is specifically
suited for narratological analysis, i.e., it enables the informative examination of narrative levels along multiple analytical
categories in relation to multiple temporal phenomena. Building on the preceding domain characterization of
narratological analysis, we hope to address the following specific design goals:
These design goals (DGs 1–4) provide a set of guiding principles for an iterative and collaborative design process
carried out in an interdisciplinary team consisting of interface designers, visualization developers, and literary scholars.
Next, we summarize the design process, after which we present the resulting visualization and the findings from a
usability test.
4.1 Design Process
The entire research approach and design process – from devising initial visualization ideas and refining design concepts
to developing a functional prototype and evaluating the epistemic potential of the resulting visualization – was iterative
and collaborative. Since our aim was to develop a visualization suitable for narratological analysis, a fruitful exchange of
knowledge ensued between visualization research and literary studies. The process was also characterized by the
constant interplay of designing and evaluating visual representations.
1. Create overview of narrative levels. A visualization designed for narratological analysis should primarily
provide an overview of the nesting and distribution of narrative levels forming the essential structure of
every story. Facilitating access to this complex narratological topic through visual representation may
provide new insights into the mechanisms of storytelling and show hidden patterns to literary scholars.
2. Reveal temporal aspects linked with narrative levels. An important aspect of nested narrations in stories is
their temporal order, frequency, and duration in relation to the events they narrate. Scholars of narratology
need to inspect the correlations between the narrative levels and temporal phenomena to perform the
appraisal of the multi-layered structures of narration in stories. The integrated representation of narrative
levels and temporal aspects may foster a deeper understanding of narrative structures.
3. Couple visual analysis with text reading. The high-level analysis of an entire text through the use of
visualization (distant reading) should be as integrated as possible with the close inspection of specific text
passages (close reading). The visualization should support the scholar to shift between these modes of
analysis to encourage discoveries of patterns at different granularities.
4. Enable focus on specific annotations. A visualization of multiple structural and temporal aspects of narrative
levels may be visually complex and overwhelming. In order to support the focused analysis of specific
narrative phenomena, interactive mechanisms should be provided that allow for the filtering of annotations
along meaningful narratological categories.
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Figure 5. First sketches and visual approaches dealing with the topic of narrative levels suggest a
circular layout for nesting and relating different narrative levels.
4.1.1 Speculative Sketches
Due to the complexity of narratological analyses of literary texts we set up a co-creation workshop [Sanders and
Stappers 2008] bringing together students and researchers of design and literature. The aim was to encourage
participants (incl. ourselves) to approach and examine stories in unconventional ways that go beyond the linearity of
printed text and the rigidity of existing text analysis software. A range of crafting materials and tools (such as threads,
stickers, paper sheets, Post-Its, pens, glue etc.) was provided to creatively work with printed texts and arrange them as
figured fragments into collages or sketches. In this way, we used visual means of low complexity to devise and discuss
abstract ideas and approaches to narrative. While the main categories of narratological analysis provided an important
backdrop for this exercise, we avoided thinking too specifically about designing an interface. Instead, the aim was to
create a casual approach to the complex topic of visualizing literary narratives, to tease out new ideas and perspectives
in a visual way, and to gauge the potential for visual representations of text. During the presentation of the first
“speculative sketches” (see Fig. 5), the initial feedback suggested that the circular form of the visualization could
support the examination of narrative levels in combination with temporal aspects.
Figure 6. Further development of concept sketches based on provided annotations of the short story
Lili.
4.1.2 Plausible Mock-Up
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By providing the annotated short stories of the heureCLÉA project it was possible to develop a visualization design that
relied on actual data (see Fig. 6). To start working with a specific text, we chose the short story Lili by the German
author Johannes Proelß (1883), with which we continued working on throughout the next steps. With specific attention
to the narratological concepts, we further developed the design concept and visual encoding, which was followed by
feedback including suggestions for modification and improvements from a literary point of view, which was again
followed by a revision and adaption of the design.
Figure 7. Screenshots of animations demonstrating the interface and general interaction capabilities.
In further steps, the focus was put on developing interaction capabilities for the visual implementations of the
narratological concepts. In order to devise and explore different interaction capabilities we created animations
demonstrating them and the subsequent display changes (see Fig. 7).
4.1.3 Functional Prototype
Following positive expert evaluations from the literary scholars of the team, the next step was to develop a web-based
prototype in order to visualize different data sets (i.e., annotated stories), refine the interface and interaction capabilities,
and more extensively test the potential of the visualization. Furthermore, the prototype allows for a narratological
comparison of several short stories, which will be discussed in detail in section 5.
4.1.4 Usability Evaluation
To better understand how comprehensible and accessible the visualization would be for other literary scholars beyond
our team, we conducted a usability test with an external group of potential users. A usability test helps to uncover
issues, which can subsequently be analyzed to identify their causes and inform the refinement of the interface. We
performed the test with five researchers and students in literary studies and one cultural scholar. After a few questions
about the participants’ professional background and a brief explanation of narratological concepts, the main part
consisted of the participants’ description of first impressions of the tool and nine tasks to be solved with the help of the
interactive visualization. We used the thinking-aloud method [Lewis 1982], during which participants articulate their
actions, thoughts, and opinions aloud while using an interface. After the test, we requested more information from the
participants about their experiences and the problems during the test in the form of a semi-structured interview and
questionnaire. The participants shared general feedback about the overall concept behind the visualization as well as
specific suggestions for improvement. The main statements of the feedback were documented in written notes and the
screen activities and the audio were recorded. We analyzed these observations by organizing them into different
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categories (e.g., wording, interaction, visual encoding, interface design) and subject areas (e.g., overall arrangement,
text area).
4.2 Visual Encoding and Interaction Capabilities
Figure 8. The interface consists of a text area (left), a set of filters (right), and a circular visualization
representing narrative levels and temporal phenomena (center).
The interface of the Narrelations visualization is subdivided into three main areas: text, visualization, and filters (see Fig.
8). The text area on the left side provides access to the entire story in a scrollable area. In order to load in other short
stories, an import function above the text area is embedded. On the right side, a set of filters allow for the selection of
specific narrators and narratological categories. In the center of the interface, a circular visualization of the text
represents the two main narratological aspects a given story: the circle lines are used for the representation of narrative
levels and the circle interior for the temporal phenomena.
4.2.1 Encircling Narrative Levels and Temporal Phenomena
Since the initial sketches, we explored the viability of a circular representation of the entire text to provide a compact
overview of the different narration levels and related phenomena (DG1). This visual structure has repeatedly led to
approval and agreement from the literary scholars in our team, in particular due to the ability to display and examine
complex temporal phenomena of a story in correspondence with the embedded narrations (DG2).
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Figure 9. Each circle line represents one narrative level and each thick and colored element on the lines
indicates one embedded narration segment. Every speaker (narrator) is displayed in a distinct color. The
inner circle line with gray rectangles visualizes the analepses and prolepses.
The visualization is read in clockwise direction. Each circle line represents one narrative level: The inner circle with the
many blue elements visualizes the primary narrative level, the slightly larger circle denotes the secondary narrative
level, and so forth. Each colored element on the these circle lines represents one embedded narration segment (see
Fig. 9). The length of one colored element is to scale to the length of the embedded narration (unit: characters). Each
color represent one particular speaker. The list of speakers in the filter area is doubling as a legend showing at a glance
the number of speakers. The interior of the circle provides space for the examination of three temporal aspects: order,
frequency, and duration.
The inner circle line with gray rectangles represents the temporal phenomenon “order.” Rectangles pointing outwards
indicate prolepses (“flashes forward”), rectangles pointing inwards the analepses (“flashes backward”). Akin to the
embedded narrations, the length of the rectangles are to scale to the length of the respective text segments. By
visualizing this phenomenon on another circle line, the connections and correlations between the analepses/prolepses
and the embedded narrations can be viewed at a glance.
Figure 10. Repetitively narrated events are visualized by bubbles in the circle interior and lines connect
them with the embedded narrations in which they occur.
The repetitively narrated events are visualized by small circles (bubbles) in the circle’s interior and lines connect them
with the embedded narrations in which they occur. This visual encoding should enable the quick recognition of how
many repetitively narrated events exist in the story (see Fig. 10). The size of one bubble demonstrates the number of
reports of one repetitively narrated event, the position is determined by a force-directed layout that places the event
bubbles closer to the narration segments in which they occur. In addition, a report of a repetitively narrated event is
marked by a dark gray, slightly transparent element within the embedded narration. The length of this mark is to scale to
the length of the report of the narrated event (unit: characters). Repetitively narrated events are actions that happen
once but are told several times within a story. Therefore the highlighting of multiple reports of one event is important for
generating narratological insights and again for identifying the relations with embedded narrations.
Figure 11. Patterns in a bright gray in the background of the visualization represent the annotations of
the phenomenon “duration” (“scenes”, “summaries” and “isochronies”).
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The third temporal phenomenon that can be examined in the visualization is “duration”, which is represented as bright
gray, fine-grained dot patterns in the background of the circular visualization (see Fig. 11). We encoded different
duration categories as the density of the dots. Since the “scenes” are passages in which the time of narrating is longer
than the time it took for the narrated events to happen it can be considered as a stretching of time. This aspect of
stretching is translated into the visual form of a pattern consisting of dots that repel each other creating a lot of space
between them, thus the pattern with the fewest dots visualizes the annotation “scene”. “Summaries” represent a
compression of time. Visually translated they are accordingly represented by the pattern with the most dots. The
“isochronies” are displayed as a dot pattern with a visual density approximately between the two other duration
categories. Within the filter, which is working as a legend again, all patterns are assigned to the three mentioned
categories of “duration”.
4.2.2 Interactive Reading: Scroll, Hover, Select, Filter
The interaction techniques of the Narrelations interface are designed to support close reading and high-level analysis of
stories (DG3) as well as the focused examination of narration elements and narratological categories (DG4).
Figure 12. Filtering speakers, type and mode of level transgressions enables a focus on specific
annotations. Hovering over an embedded narration displays detailed information. Clicking on an
embedded narration either in the text (left) or in the visualization (center) locks this segment.
Hovering over narration elements in the visualization opens a small pop-up window with detailed information about the
embedded narration: speaker, type and mode of transgression (see Fig. 12). In addition, the text area scrolls to the
corresponding text passage, which is marked by an underlining matching the color of the respective speaker. This
coupling between visualization and text also works in reverse. With these interactions and visual supports we want to
facilitate the coupling of visual analysis and text reading.
There are also two possibilities to select and lock an embedded narration. Either by clicking on a narration element in
the visualization or by clicking on a text passage in the text area. The text of the selected passage is subsequently
highlighted with a bold underline and marked with a black border in the visualization. An additional click selection of the
locked passage/element, releases the lock again. For the purpose of comparative analysis of several embedded
narrations, it is possible to lock multiple text passages and elements, which can be released at once by clicking on the
reset button in the lower left corner of the interface.
By selecting the respective filter, one can focus on embedded narrations by a specific speaker (see Fig. 12). In order to
keep a clear interface, all the passages and elements that do not pertain to the respective speaker are displayed in a
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bright shade of gray. Filter selections also allow for the focused consideration of embedded narrations with a certain
type and mode of level transgression. There are eight possible combinations for types and modes of boundary
crossings (see Fig. 2), which can be selected as filters. The embedded narrations that do not have the selected type
and mode of transgression are displayed in a bright shade of gray, both in the text area and the visualization.
The third general function of the filter is the addition of the temporal aspects of narrative representation “order”,
“frequency (repetitive)”, and “duration”. Only one of the three temporal phenomena can be selected at a time. Within
“order” and “duration”, additional selections can be made (see Fig. 9 and 11). When selecting one of the phenomena
only the embedded narrations, in which the selected category occurs, retain their opacity and color to ensure the focus
and support a quick identification of which passages and elements are relevant for the narratological analysis.
4.3 Findings of Usability Test
While the reactions of all participants of the usability test were favorable, with several of them expressing interest in
using such a tool for their research, the test helped identify several interaction issues.
Four out of the six participants found it difficult to compare two different embedded narrations in the text view: Once a
text passage is locked the text does not automatically scroll to the second text passage when hovering over the
corresponding embedded narration in the visualization. This fact often led to confusion and distracted the participants
since it is subsequently necessary to manually scroll to reach the second text passage or unlock both embedded
narrations first in order to hover over the second embedded narration again.
Several confusions related to the consistency of selection interactions. For example, most participants were confused
about selecting and locking certain annotations of the temporal phenomena by clicking on them as is the case with the
embedded narrations. Four out of six test persons tried to click on the elements representing the analepses/prolepses
and repetitvely narrated events, which in the current version of the interface do not provide an additional interactive
capability.
Furthermore there were issues with the interaction concerning the repetitively narrated events in the visualization and
text view: By hovering over a bubble representing a repetitively narrated event, the viewer can only see one report in the
text area. No participant understood how to display the other instances of this event in the text view; multiple click
selections would not cycle through the corresponding text passages. In addition, they clicked on the dark gray mark
within an embedded narration representing one report of a repetitively narrated event in order to get to this instance in
the text, however, this interaction has not been implemented yet.
When the participants had the task to search for a particular text passage they missed an integrated search function
within the text area, which allows them to look for specific words, sentences etc. (despite the fact that the browser’s
built-in search function can be used for this purpose).
5. Merits for Literary Analysis and Interpretation
As observed during the usability test, the participants are free to choose their own preferred workflow when interacting
with the text. The most common path of using the visualization for literary exploration and interpretation will probably
start with the more abstract visual analysis provided by the general overview, then proceed to identifying interesting
phenomena/correlations (“what stands out?”), and finally switch to a more detailed investigation of passages in the text
view. This procedure can be iterated to the scholar’s liking. In the following, we will illustrate this path in more detail in
two steps. After some explorative observations on the narratological features of eight German novellas, we will pursue
the advanced interpretation of three of them in a close reading and contextualization.
Our selected narratives are eight German short stories which were written and published in the 19th century. Most of the
eight short stories can be classified as German novella, which is a written fictional text of “indeterminate length” [Aust
2012, 11] in prosaic form. The content structure of the German novella is often “restricted to a single event, situation or
conflict, which produces an element of suspense and leads to an unexpected turning point (Wendepunkt) so that the
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conclusion surprises even while it is a logical outcome” [Cudden 2013, 480]. More precisely, the German novella is often
devoted to topics which are in conflict with social conventions [Klein 1965, 686].
A specific narrow thematic focus often corresponds with the idea of a concise cutout of an individual life [Klein
1965, 688]. In relation to its sensational topics, however, the theoretical discourse of the German novella reflects
different form issues [Heyse and Kurz 2016]. One question in the theoretical discourse of the novella is to which degree
the topic addressed by the novella relates to a narratological composition [Lubkoll 2008], [Gülich 1976]. Especially, in
comparison to other literary genres, issues of narrative representation and temporality are more foregrounded in the
novella, which seems to be a consequence of its relative brevity coupled with the integration of an unexpected turning
point [Aust 2012, 16].
Regarding the scientific discourse on the German novella, the characterization of the novella “has always been very
dissatisfying according to traditional genre” [Lubkoll 2008, 381]. As Lubkoll points out, “typical formal and structural
features are often too unspecific and mostly remain on the surface, if their function for the (con)text is not reflected
adequately” [Lubkoll 2008, 381].
5.1 Explorative Observations
Figure 13. Juxtaposing narrative visualizations of eight novellas: a) Ludwig Tieck: Der Pokal (1811), b)
Friedrich Hebbel: Matteo (1841), c) Theodor Storm: Veronika (1861), d) Bertold Auerbach: Die Kriegspfeife
(1863), e) Johannes Proelß: Lili (1883), f) Thomas Mann: Der Tod (1897), g) Maria Janitschek: Poverino
(1897), and h) Frank Wedekind: Die Schutzimpfung (1903).
When considering the visualizations of all eight narratives side by side, it is easy to make first observations on how the
texts differ from one another with regard to their narrative structure in correlation with temporal phenomena (see Fig.
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13):
Figure 14. Visualizing temporal order of four selected novellas: a) Frank Wedekind: Die Schutzimpfung
(1903), b) Thomas Mann: Der Tod (1897), and c) Ludwig Tieck: Der Pokal (1811), d) Friedrich Hebbel: Matteo
(1841).
If we switch on the display of temporal phenomena, we can also make some interesting observations in the inner ring of
the circle visualization (see Fig. 14): Concerning temporal order, basically the whole narration in a) Die Schutzimpfung is
an analepsis carried out by the primary narrator (the same goes for Die Kriegspfeife) – and the analepsis is only
occasionally interrupted. All embedded narrations occur within the scope of the analepsis. Both a) Die Schutzimpfung
and b) Der Tod also show comparably many prolepses – while c) Der Pokal is particularly noteworthy having one longer
analepsis in the beginning, but many short ones in the second half correlating with embedded narrations. Other texts,
especially d) Matteo, only contain comparably few and short analepses.
We can see that some texts show a rather regular distribution (e.g., b) Matteo with many embedded
narrations throughout, f) Der Tod and h) Die Schutzimpfung with fewer), while others show irregular
patterns (e.g., a) Der Pokal shows comparatively few embedded narrations in the first half of the narrative
and many in the second half).
When it comes to the length of the embedded narrations, some stories (like b) Matteo) contain hardly any
longer chunks of embedded levels, some contain the occasional larger chunk (e.g., a) Der Pokal and d) Die
Kriegspfeife, e) Lili, and g) Poverino), while others (e.g., h) Die Schutzimpfung) mostly contain medium to
large chunks of embedded levels.
If we have a look at the degree of embedding, we can see that only f) Der Tod does not contain any
embedded narrations on a tertiary level. And the number of the narrators in a text ranges from very few
(e.g., h) Die Schutzimpfung and f) Der Tod) to rather many (g) Poverino) – where Der Tod shows the
additional peculiarity that a large proportion of the (longer) embedded level chunks are narrated by a
narrator on the primary level.
Concerning the types and modes of the boundaries crossed in the embedded narrations, we can see that
two of the texts (h) Die Schutzimpfung and c) Veronika) only show one ontological crossing, while others
show comparatively many (especially f) Der Tod, considering that there are few embedded narrations in
total). What also sticks out is that every tertiary narration in b) Matteo is an ontological crossing.
Figure 15. The frequency of event narrations is represented by the size of bubbles in the inner circle,
with only one event in a) Frank Wedekind: Die Schutzimpfung (1903), many events with multiple
instances in b) Ludwig Tieck: Der Pokal (1811) and four events in c) Friedrich Hebbel: Matteo (1841).
When it comes to frequency, two extremes can be observed (see Fig. 15): On the one hand, we have a) Die
Schutzimpfung with only one repetitively narrated event (narrated twice be different embedded narrators); on the other
hand, there is b) Der Pokal with 14 repetitively narrated events (some of them four times), with most of them occurring
in the last two thirds of the narrative, which is indicated by the positioning of the bubbles towards the left and lower side
of the circle. Another text that shows a noteworthy distribution of frequency phenomena is c) Matteo: Here, we have four
events that are narrated twice, and each repetition occurs very shortly after the initial reporting of the events.
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Figure 16. The duration of event narrations is visualized as textures with different granularities: a) Frank
Wedekind: Die Schutzimpfung (1903), b) Ludwig Tieck: Der Pokal (1811) and c) Friedrich Hebbel:
Matteo (1841).
As for duration, we can observe in Fig. 16 that a) Die Schutzimpfung (like Die Kriegspfeife) starts and ends with
isochronous passages on the primary level, while in b) Der Pokal, a stretching of time shortly after the beginning stands
out. In c) Matteo, there are relatively many medium to large summary chunks throughout the whole text, interrupted
every now and then by passages of isochronic and scenic narration of the same length.
5.2 Interpretation via Close Reading and Contextualization
After having provided a selected description of the patterns visible in the Narrelations interface, the next step is now to
investigate whether and, if so, in which way these observations can be related to other formal, content-related, or
contextual features of the narratives. While some of the observations point out methodological choices that were made
during the annotation process,
[5]
we would like to demonstrate the heuristic value of the visualization by providing three
exemplary text analyses and interpretations of narrative structures of varying complexity – the selected novellas are Die
Schutzimpfung, Der Tod, and Matteo.
5.2.1 Die Schutzimpfung
The novella Die Schutzimpfung by Frank Wedekind is about a “vaccination” as a psychological trick a wife employs to
prevent her husband from suspecting her infidelity. As we already gain from the overview of Die Schutzimpfung (see
Fig. 13, h), the visualization illustrates the structural principle of “frame narration”, which is a common genre
characteristic of the German novella that functions as a bracket around the “actual” story conveyed in a text. While the
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border between frame and inner narration can generally be constituted by a persistent boundary crossing, this is not the
case for Die Schutzimpfung. As the visualization (coupled with a close reading of the relevant “switching passages”)
shows, it is actually a large – and only occasionally interrupted – analepsis that marks the relevant border between
frame and inner narration (see Fig. 14, a). This means that the primary (or frame) narrator of Die Schutzimpfung is also
the one narrating the inner, “actual” story in retrospect. The function of the frame narration in Die Schutzimpfung is to
make the narrator’s act of telling explicit [Lubkoll 2008, 390]. The frame narration of Die Schutzimpfung can be
characterized as a conversational frame, in which the narrator introduces the audience to the newsworthy “tellability”
[Borani 2011] of a certain psychological oddity, the “vaccination”.
[6]
Raising the interest of the audience involves in Die
Schutzimpfung a didactic and moral intent, which seems to cover the sexual sensational content of the story.
In the context of the frame and inner narration structure of Die Schutzimpfung, both these interruptions as well as the
passages before and after the large inner narration can be classified as instances of metanarration [Neumann and
Nünning 2014].
[7]
Especially significant are the first two longer chunks of interruptions in Die Schutzimpfung. These
metanarrative comments appear before and after insinuating content is narrated, e.g., the nudity of a woman. The
narrator claims that the insinuating content is not narrated to amuse the audience, but rather to provide proof for the
surprising ways of human behavior.
In addition to this, the visualization shows that the metanarrative comments tend to correlate with stretchings of time. In
this particular context a dash “–”, which suggests a pause before narrating the sensational content, is used: “– Sie
entledigt sich auch der letzten Hülle und gesellt sich zu mir.” (“She gets rid of her last piece of clothing and joins me”).
Regarding the duration phenomena for the whole narration, Die Schutzimpfung seems to play with the tension between
hastening and slowness, which can, on the one hand, be regarded as analogy to the sexual tension between the two
lovers. On the other hand, it has an impact on the affective and attentive dimension of the text between the narrator and
the audience. The hesitation of narrating in correlation with the change of duration also creates an ironic tone.
Moreover, with respect to the frequency phenomena (see Fig. 15), it seems that the visualization reveals the
unexpected ironic turning point of the novella. The “event without precedent”, i.e., the wife openly telling her husband
that she is in love with another man, is narrated twice – by an embedded narrator (the wife) in the first part of the text,
and by a second embedded narrator (her husband) in the last part of the text.
As this short interpretative approach demonstrates, the visualization – coupled with close reading – both points out
some significant correlations between the narrative levels and temporal phenomena, and elicits a critical reflection on a
genre specific issue, i.e., the covering of the sensational content with a specific narrative and temporal structure.
5.2.2 Der Tod
The visual exploration of Thomas Mann’s Der Tod (1897) invites an interpretation of both form and content that pays
particular attention to the interdependencies between the concepts for temporal analysis and narrative levels. As we can
see at a glance in Fig. 13 (f), this novella appears with only two narrative levels and only a few embedded narrations as
outliers. Der Tod consists of 14 journal entries made by a count, who believes his own death will occur on his 40th
birthday, October 12th. The journal’s entries revolve around the anticipation of that day.
The dominant primary narrative level appears to correspond to the stream of consciousness or interior monologue of the
count facing death. The flow of inner experiences and feelings passing through the mind of the count is evidenced by
the dominant length of the primary level. Concerning the embedded narrations, it is important to mention that several of
them are narrated by the experiencing I of the primary narrator. The simultaneous presence of the experiencing I in an
embedded narration and the primary narrator at the primary level reinforces the stream of consciousness of the dying
count and the egocentric focus of his multi-level narration.
Regarding the boundaries, it is also noteworthy that Der Tod shows many ontological boundaries with virtual crossings
(7 out of 17 embedded narrations). Taking a close look at the respective text segments, it is apparent that the
ontological boundaries consist of the narrator’s anticipations of death. Although the count is still alive and seems to be
impatiently waiting for his own death, the ontological transgressions suggest the yet counterfactual status of death
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within the story. However, the fact that some of the narrator’s anticipations have been interpreted as prolepses (i.e.,
anticipations of actual events in the story) by the annotators undermines this impression and reveals an interesting
ambiguity concerning temporality and transience in Der Tod.
As becomes clear, the visualization enables us to gain a deeper understanding of how Der Tod plays with the element
of decay of life by employing a specific narrative structure. Further research could address the more general question of
how death and mortality are represented in the German novella with regard to narrative and temporal structure.
5.2.3 Matteo
With the third exemplary analysis of Friedrich Hebbel’s Matteo (1839), we would like to explore more multilayered
correlations between narrative structure and temporality. The novella tells the story of a young man of virtue, Matteo.
After a disease, which deformed his handsome appearance, Matteo has to deal with female rejection and social
humiliation. Hebbel’s novella reflects on the challenge of virtuousness in an unjust and ruleless society, where fate and
inconsistency disempower human behaviour.
Matteo shows many embedded narrations of short length throughout the whole narration (see Fig. 13, b). Concerning
the content structure, it appears that the distribution and short length of the embedded narrations correlate with Matteo’s
life, which is falling apart. The cascade of injustice bestowed upon Matteo leads him to see the world as “unsinniges
Kaleidoskop” (“unreasonable kaleidoscope”) without rules or purpose. The idea of life without reasonable meaning
seems to manifest itself in the fragmented structure of the novella’s narrative levels.
A closer investigation of the embedded narrations reveals the role of ontological boundary crossings, which mostly
occur on the tertiary level throughout the narrative. In contrast, the first ontological crossing is located on the secondary
level and consists of a positive, hopeful dream Matteo has. This dream, however, is soon crushed – and from this
moment on, all the remaining ontological crossings (mostly hypothetical anticipations of future events) turn out to be
negative and calamitous, thus corresponding to Matteo’s deteriorating fate.
If we take a closer look at the frequency phenomena in Matteo, we can further see that the repeated narration of events
does neither concern single “events without precedent” linked to a human conflict, nor does it serve as bracketing or
connecting element in the narrative as it does in Die Schutzimpfung or Der Pokal (see Fig. 15). Instead, the frequency
phenomena are much more isolated and tied to individual text passages, for instance, when Matteo expresses
resentment against God.
Figure 17. Visualization shows the frequency phenomena in Matteo.
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Unlikely for the literary genre of novellas, this analysis indicates that the whole narration is not based on one
interpersonal conflict weaving a strong net through the story (as it does, for example, in Lili, Veronika, Der Pokal).
Instead, Matteo is an example of a more episodic variant of the novella (see Fig. 17).
Another noteworthy aspect relating form and content in Matteo is revealed when we closely inspect the organization of
temporal order in the narrative. It is striking that there are only a few short analepses in Matteo. Now, if we conceive of
time as a continuum in which the presence is influenced by the past, analepses can be used to reflect on or to find
explanations for why certain events happened. Considering the aforementioned issue of inconsistency in Matteo, one
could argue that the specific makeup of order phenomena reinforces Matteo’s view of the world as an “unreasonable
kaleidoscope” without rules and purpose that makes moments of reflection obsolete.
Figure 18. Visualization shows the duration phenomenon ‘summary’ in Matteo.
The hurried nature of the narrative becomes also visible in the visualization of duration phenomena emphasizing yet
again the “pointlessness of being” in Matteo. As shown in Fig. 18, a great amount of text passages is classified as
summaries. The predominance of summaries, filling in the spaces between individual episodes in Matteo’s life that are
narrated in slower pace, gives the impression of a hastening from one negative experience to the next, and thus of an
inescapable fate.
Summarizing the visually supported interpretation of Matteo, we can say that the Narrelations visualization not only
points to the more episodic makeup of Matteo, which distinguishes the narrative from most of the other analyzed texts.
Matteo is also a good example to show how a multitude of different structural features can be related to overarching
thematic aspects of the text – a complex and laborious task that was significantly facilitated by the overview of the
visualization and interactive filtering provided by the interface.
6. Conclusion
The visual exploration of three exemplary texts demonstrates the heuristic value of the visualization for narratological
analyses and interpretations. While the visualization of Die Schutzimpfung serves to elicit critical insights in the
discourse structure of the novella, the analysis of Der Tod shows the visualization as a “mediator” [Hinrichs and Forlini
2017] by helping connect the fragmented narrative structure with the decaying life of the narrator. In the final analysis of
Matteo, the visualization helps to understand the significant alliance between content-related and formal issues. With
reference to Lubkoll, who claims the academic void that “the different catalogues of typical features mostly appear as
static schemes that cannot do justice equally well to all the various manifestations of the ‘Novelle’ as to the historical
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change of the genre itself” [Lubkoll 2008, 381], the Narrelations visualization enables a dynamic analysis of a single
novella as well as critical and comparable insight into the genre of German novellas, for instance, the function of the
turning point. It thus seems justified to assume that the visualization tends to serve as explorative and discursive
function, rather than merely illustrative purposes that one attends to a posteriori one’s intellectual engagement with a
work of literature.
In summary, we have made three main contributions: First, we provided an extensive reflection about the relevance of
narratological analysis for literary interpretation, its complex and multilayered makeup, and the difficulty of exploring and
evaluating the analysis data. Second, we have presented an interactive visualization technique for narratological
analysis of literary works and described the collaborative design process resulting in a specific visual encoding that
reveals the nesting and distribution of narrative levels, integrates the representation of temporal phenomena, and
facilitates the examination of correlations between these aspects. Third, we utilized the Narrelations interface to explore
the relationship between literary content of eight German novellas and their respective narrative structures, and thus
demonstrated the heuristic value of visualization for literary analysis and interpretation.
This being said, it also seems fair to point out the limitations of the visualization. First of all – and this goes for all kinds
of heuristic devices – the Narrelations visualization, of course, shows a large number of phenomena and correlations,
not all of which are necessarily interesting or relevant. It is always the scholar’s task to appraise the many observations
and decide which are meaningful and which are merely coincidental. The possibility to iteratively shift between overview
and close reading certainly helps in making these decisions. Second, the visualization certainly does not substitute
interpretation at the textual level. What visualization can support, however, is a detailed analysis of the structural
makeup of a narrative – the challenge of making sense of it is left to the literary scholar to pursue. And finally, we still
have to ask to which extent and in which ways does the visualization help generate new knowledge about narrative
form. The observations that we were able to make about the narrative levels of the German novellas were in part guided
by the visualization, however, the close reading of the stories constituted an essential part of the research process.
Acknowledgements
We would like to thank Christian Laesser for supporting us to refine the interface and interaction capabilities and for
developing the first web-based prototype of Narrelations which provided the possibility to examine different short stories
and test the visualizations potential. We thank Prof. Dr. Jan Christoph Meister and Prof. Dr. Evelyn Gius for their
continuous feedback and suggestions for modification and improvements. We would like to thank the participants of the
Usability Test, who enabled us to test the functionality and ease-of-use of the Narrelations interface.
Funding for this research was provided by University of Applied Sciences Potsdam, Universität Hamburg, and
Hamburg’s Ministry for Science and Research (3DH Project).
Notes
[1] A special case of illocutionary boundary crossing happens when a narrator who retrospectively tells a story in which he or she features as a
character quotes his or her “previous self”: the “narrated” or “experiencing I”.
[2] Ryan herself does not account for the whole extent of this complexity: In her listing of possible combinations, she fails to mention cases 2
and 4, without providing arguments for excluding these cases [Ryan 1991, 176–177].
[3] Details can be found in [Gius and Jacke 2016].
[4] Automated annotation functionalities for tense and temporal signals are already available in the current CATMA version (www.catma.de), the
functionality to automatically identify order phenomena will be implemented in the course of 2019, and an automated annotation of frequency
phenomena has been found to be feasible as well.
[5] Two examples should be mentioned in this context: (1) In the heureCLÉA project, a rather wide concept of embedded narrative levels via
illocutionary crossing was applied: A new level occurs whenever a character in the story rises to speak. This choice explains why some
visualizations (e.g., the one for Matteo, see Fig. 13) show so many “micro level chunks” with alternating narrators: they simply show passages of
quoted dialogue. Embedded narrations (via illocutionary crossing) in the narrower sense are represented by larger level chunks. (2) As we can
see, for example, for Die Schutzimpfung, passages of quoted speech (actual crossings of illocutionary boundaries in embedded levels) always
correlate with isochronous narration. This is due to the fact that in heureCLÉA, duration was only annotated on the primary narrative level. The
duration annotations and their visualizations thus only show how characters’ speech acts are narrated – but we cannot make any observations
concerning the duration of what is told by the characters in the embedded levels.
[6] The narrator in Die Kriegspfeife, which is also structured in terms of frame and inner narration, equally points out the outrageousness of the
narrated event, e.g. “eine ganz absonderliche Geschichte”.
[7] “Metanarration and metafiction are umbrella terms designating self-reflexive utterances, i.e. comments referring to the discourse rather than
to the story” [Neumann and Nünning 2014, para. 1].
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